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We examine changes to the requirements regarding client communications (including marketing) under MiFID II.
Financial Markets Alert
MiFID II introduces a mandatory trading requirement for certain MiFID derivatives contracts to be traded on prescribed trading venues.
HM Treasury is consulting on aligning the UK definition of regulated financial advice with that in MiFID.
MiFID II makes various adjustments to the exemptions under MiFID I, largely with the aim of tightening the regime and increasing investor protection.
We examine the regulation of trading venues under MiFID II.
We examine changes to the investment services and activities, and financial instruments, within scope of regulation as a result of MiFID II.
We look at the current state of play of the MiFID II package and its implementation.
The European Commission has endorsed draft rules on margin requirements for non-cleared OTC derivatives contracts (“Margin RTS”).
The European Commission has published its report on the remuneration rules for banks and large investment firms under the CRD IV framework.
The first publication in our MiFID II series looks at the implications of the UK’s vote to leave the EU for MiFID II implementation.
A look at what financial services firms can be doing now in light of the UK’s decision to leave the EU
French regulator recently relaxes its policy on the marketing of AIFs in France to allow “pre-marketing” in certain circumstances.