银行及金融市场监管

香港持牌法团在网上为客户开户

竞争、贸易与监管

香港持牌法团在网上为客户开户

证监会推出核实客户身份的新程序 本文作者:萧乃莹、马绍基、邬素岚及陈静雯 香港证券及期货事务监察委员会(“证监会”)于2018年7月12日刊发致金融机构的通函(“通函”),明确了金融机构为客户开户时在网上核实个人客户身份可采用的优化程序步骤 更多

2018/07/17

Global Legal Insights: Merger Control 2018

This article covers some helpful tips on Hong Kong’s merger control regime.

22 June 2018

Spotlight on the dark net: what does the AlphaBay takedown mean for you?

This article describes what happened to the AlphaBay takedown, and how such “dark net marketplaces” operate.

28 July 2017

Global Legal Insights: Merger Control 2017

KWM has prepared the Hong Kong chapter of Global Legal Insights: Merger Control 2017.

18 July 2017

First Hong Kong competition case goes to the Competition Tribunal – what this signals for companies

The Hong Kong Competition Commission has taken its first case to the Competition Tribunal, alleging that five IT companies engaged in bid-rigging.

20 April 2017

The new “professionals”: What you need to know about proposed changes to the Hong Kong professional investor rules

This article summarises what you need to know about the proposals, including potential new client opportunities.

08 March 2017

Third party payments under fire: Hong Kong SFC fines brokerage for AML/CTF failings

This article describes the key facts, findings and messages of the GSL case.

07 March 2017

SFC enforcement action – what you can expect in 2017

In this article, we summarise the key SFC focus areas over that period and examine the potential SFC focus areas you can expect going forward.

28 February 2017

国内外数据保护方法比较

在一些司法管辖区(尤其是欧盟),如今违反数据保护法规可能面临的罚款与反垄断方面施加的罚款相当。

2016/11/22
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全球反洗钱和反资助恐怖活动议程——金融行动特别工作组全会的八大重要信息

作为反洗钱和反资助恐怖活动全球标准的制定者,金融行动特别工作组近日在韩国釜山召开全体会议。本文列出了此次全会的八大要点,并为香港金融机构提出了八项重要提示。

2016/08/10

When to suspect the proceeds of a crime: Hong Kong’s Court of Final Appeal clarifies the offence of money laundering

The Hong Kong Court of Final Appeal (CFA) has upheld the conviction of tycoon Carson Yeung for money laundering.

09 August 2016

竞争事务监管机构加强全球合作

本文简要介绍我们在办理业务过程中分别与澳大利亚、中国、欧洲和香港竞争事务监管机构相处的经验。

2016/07/04