Southbound Bond Connect – Offshore bond investments by China Mainland investors

银行与融资

Understanding the “black box”: big data analytics and artificial intelligence in the banking sector

We analyse the HKMA's regulatory guidance on big data analytics and artificial intelligence applications.

13 January 2020

Cloud has us jumping through hoops

Based on an SFC circular on the use of external electronic data storage providers, we look into why organisations are moving to the Cloud.

12 December 2019

SFC circular to asset managers on dubious arrangements or transactions

When should asset managers decide to call off a proposed private fund, or a discretionary account arrangement? We analyse SFC's guidance on these.

11 December 2019

(R)QFII: 5 things you need to know after removal of investment quota

We discuss 5 things you need to know after removal of investment quota under (R)QFII.

19 September 2019

New guidance for banks on AML/CFT

We summarise the Hong Kong Association of Banks’ latest FAQs on some thornier AML/CFT compliance issues.

06 August 2019

Self-remedy enforcement rules in China’s bond market – an offshore perspective

With more concerns about enforcing the PRC Property Law (article 219), certain default rules are recently published under our advisory experience.

26 July 2019

SFC clarifies and introduces new acceptable approaches for remote client on-boarding by licensed corporations in Hong Kong

The Hong Kong SFC recently issued two circulars to clarify the requirements for online account opening by licensed corporations.

11 July 2019

证监会就第三者存款和付款向持牌法团发通函

背景 2019年5月31日,香港证券及期货事务监察委员会(证监会)刊发了一份关于持牌法团处理第三者存款和付款的通函(通函),以及一份关于关键监控措施和有效作业手法的例子的附录(附录)。 证监会日益关注客户在持牌法团所开纳的帐户的第三者存款和付款涉及的风险。当客户利用第三者支付或收取投资交易收益时 更多

2019/07/02

International Comparative Legal Guide to Securitisation Laws and Regulations

The ICLG Lending & Secured Finance 2019 provides a practical cross-border guide into securitisation. Here are the Australia, Hong Kong and China chapters.

05 June 2019

International Comparative Legal Guide to: Lending & Secured Finance 2019

The ICLG Lending & Secured Finance 2019 provides a practical cross-border guide into lending and secured finance. Here are the Australia, Hong Kong and China chapters.

15 April 2019

构建大湾区再保险及风险管理中心 – 香港锐意引入保险相连证券法例

本文概述保险相连证券法例的结构,并探讨此项重大举措为香港在大湾区担当的角色所带来的潜在契机。

2019/04/03

10 things you need to know about digital identity

This briefsheet sets out 10 points on the what, how and why of digital identity.

05 March 2019
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