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Communications with clients under MiFID II

Securities

Marketing and other communications with clients under MiFID II

We examine changes to the requirements regarding client communications (including marketing) under MiFID II.

14 December 2016
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MiFID II - increased regulatory burden on all forms of trading venues and trading activities

The new rules are designed to improve transparency, promote competition and improve the overall resilience of markets.

15 November 2016
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MiFID II – client classification, agreements, reporting to clients and telephone taping

We examine various conduct of business obligations for firms when dealing with clients under MiFID II.

10 November 2016
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MiFID II – the new regime for direct electronic access

MiFID II will introduce a comprehensive regulatory regime governing direct electronic access to trading venues.

01 November 2016
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Ban paying - or feeding - the Piper: the MiFID II Inducements Regime

The latest in the long running series of regulatory attempts to ensure that it is only the firm’s client who can call the tune played.

27 October 2016
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MiFID II – changes to the client assets and client money rules

The MiFID II provisions will align the client assets requirements more closely with the FCA regime under CASS.

18 October 2016
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MiFID II - changes to transaction reporting

Significant revisions to the transaction reporting requirements under MiFID.

12 October 2016
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Mandatory Trading in Derivatives under MiFID II

MiFID II introduces a mandatory trading requirement for certain MiFID derivatives contracts to be traded on prescribed trading venues.

03 October 2016
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Multilateral and Bilateral Trading under MiFID II – How is my platform/venue categorised?

We examine the regulation of trading venues under MiFID II.

20 September 2016
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MiFID II - The Final Countdown

We look at the current state of play of the MiFID II package and its implementation.

05 September 2016
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MiFID II – an ongoing priority

The first publication in our MiFID II series looks at the implications of the UK’s vote to leave the EU for MiFID II implementation.

21 July 2016
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Made in China? Financing Nigeria's infrastructure

Demand for energy and infrastructure in Nigeria, Africa’s largest economy, is ever increasing as its population grows.

19 July 2016
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