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Communications with clients under MiFID II

MiFID II

MiFID II will come into force on 3 January 2018 and will implement significant revisions to the regime under MiFID I. You can find all of our client alerts on MiFID II on this page, which aim to cut though the complexity to help you understand key changes and what they mean for your business.

Marketing and other communications with clients under MiFID II

We examine changes to the requirements regarding client communications (including marketing) under MiFID II.

14 December 2016
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MiFID II - increased regulatory burden on all forms of trading venues and trading activities

The new rules are designed to improve transparency, promote competition and improve the overall resilience of markets.

15 November 2016
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MiFID II – client classification, agreements, reporting to clients and telephone taping

We examine various conduct of business obligations for firms when dealing with clients under MiFID II.

10 November 2016
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MiFID II – the new regime for direct electronic access

MiFID II will introduce a comprehensive regulatory regime governing direct electronic access to trading venues.

01 November 2016
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Ban paying - or feeding - the Piper: the MiFID II Inducements Regime

The latest in the long running series of regulatory attempts to ensure that it is only the firm’s client who can call the tune played.

27 October 2016
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MiFID II – changes to the client assets and client money rules

The MiFID II provisions will align the client assets requirements more closely with the FCA regime under CASS.

18 October 2016
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MiFID II - changes to transaction reporting

Significant revisions to the transaction reporting requirements under MiFID.

12 October 2016
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Mandatory Trading in Derivatives under MiFID II

MiFID II introduces a mandatory trading requirement for certain MiFID derivatives contracts to be traded on prescribed trading venues.

03 October 2016
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Narrowing of exemptions under MiFID II

MiFID II makes various adjustments to the exemptions under MiFID I, largely with the aim of tightening the regime and increasing investor protection.

26 September 2016
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Multilateral and Bilateral Trading under MiFID II – How is my platform/venue categorised?

We examine the regulation of trading venues under MiFID II.

20 September 2016
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Changes to scope under MiFID II

We examine changes to the investment services and activities, and financial instruments, within scope of regulation as a result of MiFID II.

12 September 2016
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MiFID II - The Final Countdown

We look at the current state of play of the MiFID II package and its implementation.

05 September 2016
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