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KWM’s UK Dispute Resolution Round-Up – Q2

PSC Blues

We take a look at some of the problems for lenders stemming from the Register of Persons with Significant Control.

17 October 2016

Bail-In and Brexit

This article considers what might happen to the Bail-in Clause post Brexit

17 October 2016

Healthy mid-market lending

In this Leveraged Finance Briefing, Ian Borman discusses the state of the mid-market leveraged sector.

17 October 2016

MiFID II - changes to transaction reporting

Significant revisions to the transaction reporting requirements under MiFID.

12 October 2016
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Whistleblowing in UK branches of overseas banks – the duty to inform

PRA and FCA consult on whistleblowing rules for UK branches of overseas banks

New beginnings - Class actions in the UK

The UK’s class action regime has been in place for less than a year, but it has already attracted a £19 billion collective action against MasterCard.

26 August 2016
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European Commission issues positive verdict on the CRD IV remuneration rules

The European Commission has published its report on the remuneration rules for banks and large investment firms under the CRD IV framework.

03 August 2016
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Brexit - What Next For Financial Services?

A look at what financial services firms can be doing now in light of the UK’s decision to leave the EU

19 July 2016
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ESMA releases discussion paper on distributed ledger technology in securities markets

ESMA releases discussion paper on distributed ledger technology in securities markets.

10 June 2016
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Time for play? FCA announces launch date for Regulatory Sandbox

The FCA will launch its Regulatory Sandbox on 9 May, the next part of Project Innovate.

18 April 2016
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Two new priority areas in the FCA’s 2016/17 Business Plan

The FCA has published its Business Plan for 2016/17, setting out some of its planned work and priorities for the coming year.

08 April 2016
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Regulation to facilitate innovation: British and Australian financial regulators sign agreement to support innovative businesses

In a world-first, the UK's FCA and the Australia's ASIC agree to framework for co-operation and referrals between the “Innovation Hub” of each regulator.

31 March 2016
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