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Communications with clients under MiFID II

MiFID II - changes to transaction reporting

Significant revisions to the transaction reporting requirements under MiFID.

12 October 2016

Whistleblowing in UK branches of overseas banks – the duty to inform

PRA and FCA consult on whistleblowing rules for UK branches of overseas banks

France moves to attract UK fund managers

The French regulator has established a programme to encourage UK based fund managers to establish a base in France and access the EU single market

07 October 2016

Draft EMIR margin rules approved providing 6 months reprieve for intragroup derivatives trades

The European Commission has approved draft EMIR margin rules and provide 6 months reprieve for intragroup derivatives trades

05 October 2016

Mandatory Trading in Derivatives under MiFID II

MiFID II introduces a mandatory trading requirement for certain MiFID derivatives contracts to be traded on prescribed trading venues.

03 October 2016

Government proposes to narrow scope of "advising on investments" regulated activity

HM Treasury is consulting on aligning the UK definition of regulated financial advice with that in MiFID.

29 September 2016

Multilateral and Bilateral Trading under MiFID II – How is my platform/venue categorised?

We examine the regulation of trading venues under MiFID II.

20 September 2016

MiFID II - The Final Countdown

We look at the current state of play of the MiFID II package and its implementation.

05 September 2016

EMIR UPDATE – Margin rules and other developments

The European Commission has endorsed draft rules on margin requirements for non-cleared OTC derivatives contracts (“Margin RTS”).

08 August 2016

European Commission issues positive verdict on the CRD IV remuneration rules

The European Commission has published its report on the remuneration rules for banks and large investment firms under the CRD IV framework.

03 August 2016

MiFID II – an ongoing priority

The first publication in our MiFID II series looks at the implications of the UK’s vote to leave the EU for MiFID II implementation.

21 July 2016

Brexit - What Next For Financial Services?

A look at what financial services firms can be doing now in light of the UK’s decision to leave the EU

19 July 2016

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