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Impact of Criminal Finances Act (‘CFA’) 2017

Banking & Finance

Healthy mid-market lending

In this Leveraged Finance Briefing, Ian Borman discusses the state of the mid-market leveraged sector.

17 October 2016

MiFID II - changes to transaction reporting

Significant revisions to the transaction reporting requirements under MiFID.

12 October 2016
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Whistleblowing in UK branches of overseas banks – the duty to inform

PRA and FCA consult on whistleblowing rules for UK branches of overseas banks

New rules on references in the regulated financial services sector

The FCA and PRA publish final rules on references in the regulated financial services sector

Draft EMIR margin rules approved providing 6 months reprieve for intragroup derivatives trades

The European Commission has approved draft EMIR margin rules and provide 6 months reprieve for intragroup derivatives trades

05 October 2016
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Mandatory Trading in Derivatives under MiFID II

MiFID II introduces a mandatory trading requirement for certain MiFID derivatives contracts to be traded on prescribed trading venues.

03 October 2016
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Government proposes to narrow scope of "advising on investments" regulated activity

HM Treasury is consulting on aligning the UK definition of regulated financial advice with that in MiFID.

29 September 2016
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Narrowing of exemptions under MiFID II

MiFID II makes various adjustments to the exemptions under MiFID I, largely with the aim of tightening the regime and increasing investor protection.

26 September 2016
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Multilateral and Bilateral Trading under MiFID II – How is my platform/venue categorised?

We examine the regulation of trading venues under MiFID II.

20 September 2016
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Ten years of leveraged finance

Lorraine Vaz, finance partner, looks at the twists and turns of the European leveraged market over the last decade

14 September 2016

Changes to scope under MiFID II

We examine changes to the investment services and activities, and financial instruments, within scope of regulation as a result of MiFID II.

12 September 2016
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MiFID II - The Final Countdown

We look at the current state of play of the MiFID II package and its implementation.

05 September 2016
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