Funds Finance

HKMA on remote customer onboarding

HKMA issues good practices for remote customer onboarding

The HKMA issues good practices in anti-money laundering and counter-financing of terrorism control measures on remote customer onboarding initiatives.

08 July 2020

Greater Bay Area Series – Framework for the Wealth Management Connect announced

We sum up the key features of the GBA's latest Wealth Management Connect initiative.

06 July 2020

Developments in the aviation industry in the Greater Bay Area

Focusing on the aviation sector, we recap the Feb 2019 Outline Development Plan for the Greater Bay Area and identify new opportunities.

18 June 2020

Cayman Island’s new Virtual Assets (Service Providers) Law 2020

Urszula McCormack and Alice Molan from Walkers discussed the Virtual Assets (Service Providers) Law 2020 and its impact.

28 May 2020

KWM speaks to ICMA on China’s new securities law in an offshore perspective

ICMA speaks to Richard Mazzochi and Minny Siu, Partners at King & Wood Mallesons about China’s new Securities Law.

27 May 2020

Tips for financial institutions to support customers and thwart criminals benefitting from COVID-19: FATF reports

The Financial Action Task Force published a paper on the potential money laundering and terrorist financing risks and the necessary responses.

26 May 2020

New link established between the SFC and the Hong Kong Competition Commission

We sum up the newly launched MoU between the SFC and the Hong Kong Competition Commission.

19 May 2020

Swap terms and giving oral notices – Tips for avoiding disputes

The High Court of England and Wales handed down a judgment on a dispute about interest rate swaps. How do we avoid the associated disputes?

24 March 2020

Enforcing internal controls and pursuing accountability

Read on as we sum up the SFC’s recent activities based on its February 2020 Quarterly Report.

11 March 2020

SFC circular to asset managers on dubious arrangements or transactions

When should asset managers decide to call off a proposed private fund, or a discretionary account arrangement? We analyse SFC's guidance on these.

11 December 2019

Mission Impossible? Overturning of a rejection decision by the Listing Committee

Our Counsel Tony Jacobsen recently assisted a client in overturning a decision of the Listing Committee of the SEHK.

09 October 2019

(R)QFII: 5 things you need to know after removal of investment quota

We discuss 5 things you need to know after removal of investment quota under (R)QFII.

19 September 2019

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