Corporate Lending

New guidance for banks on AML/CFT

Insights - Hong Kong

New guidance for banks on AML/CFT

We summarise the Hong Kong Association of Banks’ latest FAQs on some thornier AML/CFT compliance issues.

06 August 2019

Cracking down on backdoor listing

In this piece, we summarise HKEx's new rules relating to backdoor listing, and highlight the modified rules relating to continued listing criteria.

02 August 2019

China announces 11 measures to further open up its financial sector

China's Financial Stability Development Committee recently introduced some measures to provide more potential opportunities for foreign investors.

30 July 2019

Self-remedy enforcement rules in China’s bond market – an offshore perspective

With more concerns about enforcing the PRC Property Law (article 219), certain default rules are recently published under our advisory experience.

26 July 2019

SFC clarifies and introduces new acceptable approaches for remote client on-boarding by licensed corporations in Hong Kong

The Hong Kong SFC recently issued two circulars to clarify the requirements for online account opening by licensed corporations.

11 July 2019

SFC issues circular to licensed corporations on third-party deposits and payments

We set out the SFC’s expectations for licensed corporations’ policies, procedures and controls to mitigate the risk from third-party transactions.

02 July 2019

This site uses cookies to enhance your experience and to help us improve the site. Please see our Privacy Policy for further information. If you continue without changing your settings, we will assume that you are happy to receive these cookies. You can change your cookie settings at any time.

For more information on which cookies we use then please refer to our Cookie Policy.