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ASIC’s $30K SPP cap surprise: the end of the entitlement offer era?

Banking & Finance

ASIC’s $30K SPP cap surprise: the end of the entitlement offer era?

Fast growing technology companies often employ a regulatory strategy of ‘asking for forgiveness, not permission’ when it comes to regulatory compliance in the hope that support from their...

16 December 2019

The unique challenges of Fintech IPOs

Fast growing technology companies often employ a regulatory strategy of ‘asking for forgiveness, not permission’ when it comes to regulatory compliance in the hope that support from their...

16 December 2019

Recent trends in Listed Investment Vehicle IPOs

The falling cash rates in Australia continue to drive demand by retail investors for alternative investment products. As a result, 2019 has been another strong year for Australian...

16 December 2019

Year in Review: Key trends in the Australasian leveraged loan market

Treasury has released draft legislation to make handling and settlement of insurance claims a new ‘financial service’. The exposure draft is open for consultation until 10 January...

13 December 2019

Insurance claims services: Can you handle it? Claims handling set to become a new financial service

Treasury has released draft legislation to make handling and settlement of insurance claims a new ‘financial service’. The exposure draft is open for consultation until 10 January...

12 December 2019

Product developments in leveraged loans | Year in review

This year has seen the Australasian leveraged loan market build on the product developments we have seen in recent years.

21 November 2019

Marking the market – Australia looks to reform financial infrastructure regulation

Changes to the first reporting day for portfolio holdings disclosure has given many superannuation trustees some respite, but uncertainty about required disclosures remains.

19 November 2019

Breathing room for now … but the devil’s in the derivatives

Changes to the first reporting day for portfolio holdings disclosure has given many superannuation trustees some respite, but uncertainty about required disclosures remains.

18 November 2019

Final ASX listing rules reforms – snapshot of key consultation changes

On 9 October 2019, the Australian Securities Exchange (“ASX”) released the final version of its listing rules reforms. Nearly all of these changes are expected to come...

14 October 2019

They’re back. ‘Big stick’ electricity laws re-introduced

On 18 September the Federal Government reintroduced Treasury Laws Amendment (Prohibiting Energy Market Misconduct) Bill 2019 into Parliament.

20 September 2019

Signpost: Open Banking commencement dates

Committed settlement, a patent-pending methodology introduced by Digital Asset , could present a way to make financial transactions immutable

18 September 2019

ASIC’s $30K SPP cap surprise: the end of the entitlement offer era?

Then this week came ASIC’s surprise. With no fanfare, ASIC has doubled the SPP participation limit from $15,000 to $30,000 per securityholder. Could this be the...

30 August 2019

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