Securities

Securities - UK

Our securities lawyers work with major corporations and financial institutions on domestic and international debt and equity capital markets transactions. Whether you are undertaking a cross-border or domestic Initial Public Offering (IPO), a private placement or a rights issue, you can count on our securities lawyers to guide you through the process.

Equity Capital Markets

We have a long history of working with companies during their life-cycle, both pre- and post-IPO, and we still act for many of the companies we have taken to the market and advise them on further fundraisings and other transactions such as acquisitions and disposals as well as their continuing obligations.

We advise new issuers, existing listed companies, sponsors, brokers and significant shareholders on all aspects of equity capital markets law and regulation. This includes:

  • Initial public offerings (IPOs) on the Official List, Alternative Investment Market (AIM) and other key markets overseas
  • Dual and secondary listings
  • Secondary offerings – including placings, rights issues and open offers
  • Restructurings and reorganisations
  • Corporate governance
  • Shareholder activism
  • Continuing obligations
  • Block-trades
  • Public investment in private equity (PIPEs)
  • Takeovers.

Discover our latest insights into legal issues affecting your business

We examine changes to the requirements regarding client communications (including marketing) under MiFID II.

14 December 2016

The new rules are designed to improve transparency, promote competition and improve the overall resilience of markets.

15 November 2016

We examine various conduct of business obligations for firms when dealing with clients under MiFID II.

10 November 2016

MiFID II will introduce a comprehensive regulatory regime governing direct electronic access to trading venues.

01 November 2016

This publication has been downloaded from the King & Wood Mallesons website. It is provided only for your information and does not constitute legal or other advice on any specific matter. If you require or seek legal advice you should obtain such advice from your own lawyer, and should do so before taking, or refraining from taking, any action in reliance on this publication. If you have any questions, please contact King & Wood Mallesons. See www.kwm.com for more information.